To transfer securities ownership rights born by securities registered with VSDC but yet to be approved for listing or trading registration on the Stock Exchanges; the Transferring Party and the Receiving Party need to go to the FPTS Custody and Shareholding Management Department to perform necessary procedures. The payment for the value of transferred securities is determined by the parties concerned and in line with the law.

Documents include:

• Application for Transfer of Securities Ownership Rights: 04 copies;
• Securities Ownership Transfer Contract provided by FPTS: 03 copies;
• And the following papers:
• Individual customer:
• Valid original Identity Card/Citizenship Card/Passport.
• Institutional customer:
• Business Registration Certificate: 01 notarized copy;
• Identity Card/Citizenship Card/Passport of the legal representative of such institution: 01 copy;

FPTS will conduct procedures to transfer securities ownership rights to VSDC and notify customer of the result in six working days in case all documents are valid.

* Note:

- The transfer of securities ownership rights is based on the Contract signed between VDSC and public company.

- The Transferring Party and the Receiving Party are totally responsible for their requests for ownership rights transfer and settling any issues arising from such transfer on their own.