Securities Listing Registration Advisory

FPTS’s Securities Listing Registration Advisory Service at the Stock Exchanges assist businesses in planning and executing the necessary steps before, during and after listing, maximizing the benefits of listing while minimizing potential risks associated with listing shares on a centralized trading market.

Listing securities (Stocks/Bonds) on the Stock Exchanges offers businesses many advantages such as facilitating quick and convenient capital raising, enhancing the company’s brand and reputation, providing liquidity for the company’s securities and increasing the company’s market value.

Services

• Review and finalize documents related to securities listing registration: Company’s charter; internal corporate governance regulations; records of previous capital increases; audited financial statements for the last two years; shareholder list and securities register/stock ownership certificates; securities issuance records (if any).
• Consult on drafting the listing registration documents: Creating the listing timeline; preparing the listing prospectus; determining the share price for the first trading day and other necessary legal documents.
• On behalf of the customer, submit the securities listing documents and liaise with the Stock Exchanges regarding the approval of the listing.
• Consult and support with procedures for opening securities trading accounts and securities custody for the customer’s shareholders (if any).
• Consult on information disclosure related to the securities listing.

For any further support and find more about the product details, please contact Corporate Finance Advisory Division - FPT Securities Joint Stock Company.