Securities Offering/Issuance Advisory

FPTS’s Securities Offering/Issuance Advisory Service assists businesses in expanding their operations by raising capital (equity/debt) through appropriate methods aligned with their business and investment activities.

Selecting the right securities offering/issuance plan provides many benefits for businesses such as establishing a safe and suitable capital structure, minimizing costs and creating an effective shareholder structure. With a professional and experienced advisory team, FPTS supports businesses in selecting the optimal offering/issuance plan to raise capital efficiently.

Some common capital-raising methods chosen by businesses includes:

• Public offering of securities (Stocks/Bonds);
• Private offering of securities (Stocks/Bonds);
• Issuance of shares to increase registered capital from owner's equity;
• Issuance of shares for dividend payments
• Issuance of shares for share swaps;
• Issuance of shares under the Employee Stock Ownership Plan (ESOP).
• ….

Service

• Consult on fulfilling legal requirements and reviewing financial conditions related to the securities offering/issuance.
• Consult on developing the securities offering/issuance plan for submission to the Board of Directors/General Meeting of Shareholders for approval.
• Consult on drafting the securities offering/issuance registration dossier and reporting to the State Securities Commission (SSC).
• On behalf of the customer, liaise with the State Securities Commission (SSC) for the approval of the securities offering registration dossier/issuance report.
• Consult on finalizing the shareholder list, exercising rights, handling fractional shares/unregistered shares or those not paid for and disclosing information related to the securities offering (if any).
• Consult on monitoring the collection of funds from the securities offering and managing the further offering of any unallocated securities (if any).
• Consult on preparing the report on the results of the securities offering/issuance.
• Consult on information disclosure related to the securities offering/issuance.

For any further support and find more about the product details, please contact Corporate Finance Advisory Division - FPT Securities Joint Stock Company.