According to the law, the Share Certificate can only be deposited into the securities account of its own owner.

You or your relative should open a securities account and deposit the Share Certificate of your own or their own account. Then, if you need to transfer shares to each other, you just need to make a transaction (via negotiation/order matching as you wish).

To deposit securities, the full name and the personal identification number on your Share Certificate must be the same as those on your securities account.

In case the information on the Share Certificate is older, you should contact the issuer (the company that issues the Share Certificate) to have your shareholder information updated with that at the Vietnam Securities Depository and Clearing Corporation. After the information is updated, FPTS will deposit the securities for you.

After your securities are withdrawn from your securities account, you contact the Issuer to conduct and complete the procedure for reissuing the Share Certificate. After the withdrawal is completed, all rights arising from such securities (e.g. the right to receive dividends and the right to purchase new shares) will be exercised at the issuer.

The record date is the day by which shareholders who own securities are named to entitled to the rights (to attend the General Meeting of Shareholders, receive dividends, exercise the right to buy shares in a seasoned issue, etc.)

If you own shares on the record date, you are naturally entitled to the rights.

For the right to buy securities in a secondary offering, you need to pay the registration fee specified in a notice of FPTS later.

The ex-rights date is the trading date immediately before the record date (the date to close the list of shareholders entitled to the rights). Due to the current payment cycle, on this day, investors who buy securities on this date will not enjoy the rights but investors who sell securities on this day will be still entitled the rights.

After placing an order to buy shares in a secondary offering, you cannot trade these shares immediately. Because after the end of the registration period to buy those shares, the issuer will have to register for listing those shares with competent authorities. You will trade the shares when they are available for trading on the stock exchange.

When the shares are tradable, FPTS will notify you of this via email and EzMobileTrading application.

The issuer will have to register for the additional listing of those shares with competent authorities until the additional trading date is announced. Then, you can trade those shares.

When the shares are available for being traded, FPTS will notify you of this via email and EzMobileTrading application.

By law, the money received from securities will be returned to the investor's securities account. Accordingly, cash dividends, bond coupon and principal will all be returned to your securities account.

To withdraw money, please register and use EzTransfer online money transfer service of FPTS to transfer money from your securities account to your bank account, please follow the instructions here.

According to the law, you can only transfer securities to your own securities account in another securities company. Your personal information at FPTS and at the recipient securities company must match.

According to VSDC's current procedures, the transfer application will be processed from 3-5 working days (excluding Saturdays, Sundays and holidays) from the date of receiving your valid transfer application.

If you need to transfer securities from your FPTS account to another securities company, you must go to the FPTS Headquarters, Branches or Transaction Offices or contact the account management broker for assistance with the procedure.

According to current law, you can use your securities as collateral for another person's mortgage loans at banks. However, this must comply with some specific regulations and procedures. Please contact FPTS Headquarters, Branches or Transaction Offices for advice.

The blocking of securities registered as security measures through VSDC does not change the number of voting shares, so you do not need to disclose information.

By law, legal heirs are defined in the following order:

• The first order of inheritance includes wife, husband, biological father, biological mother, adoptive father, adoptive mother, biological children, adopted children of the deceased.
• The second order of inheritance includes paternal grandfather, paternal grandmother, maternal grandfather, maternal grandmother, biological brothers, biological sisters, biological siblings of the deceased; biological grandchildren of the deceased who is the paternal grandfather, paternal grandmother, maternal grandfather and maternal grandmother.
• The third order of inheritance includes paternal great-grandfather and maternal great-grandfather of the deceased; paternal uncle, paternal aunt, maternal uncle and maternal aunt of the deceased; biological grandchildren of the deceased who is the paternal uncle, paternal aunt, maternal uncle, maternal aunt and biological aunt; biological great-grandchildren of the deceased who is the paternal great-grandfather and maternal great-grandfather.

Heirs in the next line of succession are only entitled to inherit if there is no one in the previous line of succession due to death.

According to current law, income from inherited securities is subject to personal income tax. Inheritors must declare and pay personal income tax.

According to current law, the personal income tax on inherited securities is 10% for the value ​​greater than 10 million VND:

Personal income tax payable = (Value of inherited securities - 10 million VND) * 10%

For example: The value of inherited securities is 100 million VND, then the personal income tax payable will be (100,000,000 - 10,000,000) * 10% = 9,000,000 VND

• Tax declaration deadline: No later than 10 days from the effective date of the Inheritance Division Document, you must make a tax declaration.
• Tax payment deadline: No later than 30 days from the date the tax authority issues the Tax Payment Notice, you must make a tax payment.

The expected time for payment of the proceeds of securities sold in a public offering is 10 working days from the end date of such public offering.

You can cancel your registration to sell securities during the public offering. Please return to the Offering Agent to complete cancellation procedures.