Transferring Securities at Customer’s Request
- Securities Trading
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- Stock Trading
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- Derivatives Trading
- ETF Trading
- Covered Warrant Trading
- Securities Custody
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- Q&A
- Custody
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- Depositing securities
- Custody over the counter at FPTS
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- Transferring Securities at Customer’s Request
- Transferring Securities Ownership Rights to VSDC
- Escrowing Securities with Registered Guarantee Measures
- Voluntarily Escrowing Securities via VSDC
- Inheritance by will
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- Investment Advisory
Transferring Securities at Customer’s Request
1. Transfer securities to another securities company
Customers with securities in their accounts at FPTS may transfer part or all of their securities along with any associated rights to an account in their name at another securities company.
Instructions for securities transfer:
Step 1: Go to FPTS Headquarter/Branches/Transaction Offices or contact the broker at your service for assistance to complete securities transfer procedures.
Provide indentification documents as follows:
- For individual customers: Citizen Indentification Card/Passport (valid orginal)
- For institutional customers: Business Registration Certificate (public notarized copy), Citizen Indentification Card/Passport (copy) of the legal representative
Step 2: Fill in the required information on the Application for Securities Transfer (provided by FPTS) and receive one copy verified by FPTS.
Step 3: When the securities transfer documents are approved by VSDC (within 2-3 working days), FPTS will transfer the corresponding quantity of securities from their account and notify of it via their registered email/EzMobileTrading application.
Notes on securities transfer:
- Personal information at the transferring depository member and that at the receiving depository member must be identical.
- Customers must have no outstanding financial obligations (such as debts, margin interest, fees and taxes) to FPTS (in case all securities are transferred).
2. Transfer securities from another securities company to FPTS
If you want to transfer securities from another securities company to your account at FPTS, please contact the securities company from which you transfer for assistance. FPTS will credit the securities balance to your account upon the receipt of the transfer documents verified by VSDC and will notify you of it via your registered email/EzMobileTrading application.