Securities Trading Registration Advisory

FPTS’s Securities Trading Registration Advisory Service at the Stock Exchanges assists businesses in planning a specific roadmap tailored to the company’s actual conditions and market environment. This ensures compliance with legal regulations, protects shareholder/securities holder rights and mitigates risks that may arise after registering shares for trading on centralized markets.

Registering securities (Stocks/Bonds) for trading at the Stock Exchanges offers many benefits to businesses. In addition to fulfilling mandatory obligations, it enables rapid and convenient capital mobilization, enhances corporate branding and reputation, improves liquidity for the company’s securities and increases the company’s market value.

Services

• Review and complete documents related to securities trading registration: Company charter, internal governance regulations, capital increase records, audited financial statements for the last two years, list of securities holders, securities holder register/ownership certificates and securities issuance records (if any).
• Consult on drafting the trading registration profile: Develop a trading registration roadmap, prepare the information disclosure document, determine the securities price for the first trading day (for stocks) and complete other necessary legal documents.
• On behalf of the customer, submit the trading registration dossier and liaise with the Stock Exchange for approval of the securities trading registration.
• Consult and support with procedures for opening securities trading accounts and securities custody for the shareholders (if any).
• Consult on information disclosure regarding securities trading registration.

For any further support and find more about the product details, please contact Corporate Finance Advisory Division - FPT Securities Joint Stock Company.